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Financial ADVSR advisor directory · SEC adviser records

Rivernorth Capital Management, LLC financial advisors in Chicago, IL

Every SEC-registered investment adviser representative at a Rivernorth Capital Management, LLC office in Chicago, A to Z.

The short answer

3 registered advisors work at Rivernorth Capital Management, LLC in Chicago, out of 9 at the firm nationwide; it ranks number 176 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Rivernorth Capital Management, LLC advisors in Chicago, A to Z

Every Rivernorth Capital Management, LLC advisor →

Rivernorth Capital Management, LLC advisors in every city and state →Rivernorth Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Rivernorth Capital Management, LLC advisors in other cities

West Palm Beach, FL 4Grosse Pointe, MI 1Vancouver, WA 1

Other firms in Chicago

All Chicago advisors →

Morgan Stanley 590J.P. Morgan Securities LLC 570Merrill Lynch, Pierce, Fenner & Smith Incorporated 475Hightower Advisors, LLC 364William Blair 270Bankers Life Advisory Services, Inc. 242Nuveen Asset Management, LLC 219UBS Financial Services Inc. 183Neuberger Berman Bd LLC 110Strategic Advisers LLC 105Wells Fargo Clearing Services, LLC 104LPL Financial LLC 100

Questions

How many financial advisors does Rivernorth Capital Management, LLC have in Chicago?

3 investment adviser representatives are registered at Rivernorth Capital Management, LLC offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 9 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Rivernorth Capital Management, LLC one of the largest advisor employers in Chicago?

Rivernorth Capital Management, LLC ranks number 176 in Chicago by registered advisors; Morgan Stanley has the most, with 590.

How do I check a Rivernorth Capital Management, LLC advisor in Chicago?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rivernorth Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.