Founder, Manager · Rivernorth Capital Management, LLC
Brian H. Schmucker
CRD 4581937 · Named on Form ADV at one SEC-registered adviser
At a glance
Rivernorth Capital Management, LLC, an SEC-registered asset manager based in West Palm Beach, FL with $6.2 billion in regulatory assets, lists Brian H. Schmucker on its Form ADV as Founder, Manager, a control person.
Firms and roles
- Rivernorth Capital Management, LLCFounder, ManagerAsset manager · West Palm Beach, FL · $6.2B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Patrick W. GalleyChief Executive Officer, Chief Investment Officer, Manager, Rivernorth Capital Management, LLC
- Jonathan M. MohrhardtPresident and Chief Operating Officer, Manager, Rivernorth Capital Management, LLC
- Marcus L. CollinsGeneral Counsel, Secretary and Chief Compliance Officer, Rivernorth Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.