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General Counsel, Secretary and Chief Compliance Officer · Rivernorth Capital Management, LLC

Marcus L. Collins

CRD 3075061 · Named on Form ADV at one SEC-registered adviser

At a glance

Rivernorth Capital Management, LLC, an SEC-registered asset manager based in West Palm Beach, FL with $6.2 billion in regulatory assets, lists Marcus L. Collins on its Form ADV as General Counsel, Secretary and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Marcus’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Brian H. SchmuckerFounder, Manager, Rivernorth Capital Management, LLC
  • Patrick W. GalleyChief Executive Officer, Chief Investment Officer, Manager, Rivernorth Capital Management, LLC
  • Jonathan M. MohrhardtPresident and Chief Operating Officer, Manager, Rivernorth Capital Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marcus’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.