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Financial ADVSR advisor directory · SEC adviser records

Mariner financial advisors in Chicago, IL

Every SEC-registered investment adviser representative at a Mariner office in Chicago, A to Z.

3 registered advisors work at Mariner in Chicago, out of 941 at the firm nationwide; it ranks number 162 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Mariner advisors in Chicago, A to Z

Every Mariner advisor →

Mariner advisors in other cities

Overland Park, KS 113New York, NY 48Cincinnati, OH 39Oakbrook Terrace, IL 27Los Angeles, CA 22Sarasota, FL 21Tulsa, OK 21Madison, NJ 19Manasquan, NJ 19Scottsdale, AZ 17Bellevue, WA 16Bloomington, MN 16Plano, TX 15Brentwood, MO 14Englewood, CO 14

Other firms in Chicago

All Chicago advisors →

Morgan Stanley 557J.P. Morgan Securities LLC 549Hightower Advisors, LLC 448Merrill Lynch, Pierce, Fenner & Smith Incorporated 448William Blair 261Bankers Life Advisory Services, Inc. 229Nuveen Asset Management, LLC 219UBS Financial Services Inc. 173Neuberger Berman Bd LLC 108Wells Fargo Clearing Services, LLC 107LPL Financial LLC 104Strategic Advisers LLC 95

Questions

How many financial advisors does Mariner have in Chicago?

3 investment adviser representatives are registered at Mariner offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 941 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Mariner one of the largest advisor employers in Chicago?

Mariner ranks number 162 in Chicago by registered advisors; Morgan Stanley has the most, with 557.

How do I check a Mariner advisor in Chicago?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.