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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Batavia, IL

Every SEC-registered investment adviser representative at a firm office in Batavia, with the firms that employ the most of them.

28 registered advisors work in Batavia; the most are at LPL Financial LLC (6). 4 list the CFP designation and 27 are also registered broker representatives.

Firms with the most advisors in Batavia

FirmAdvisors in Batavia
LPL Financial LLC news6
Ameriprise Financial Services, LLC news3
J.P. Morgan Securities LLC news3
Masus Financial Group, Ltd.3
Ausdal Financial Partners, Inc.2
Gateway Wealth Partners, LLC2
Citigroup Global Markets Inc. news1
Edward Jones news1
Highpoint Planning Partners1
MML Investors Services, LLC1
Osaic Wealth, Inc. news1
Rhodes Capital Management, Inc.1
Strategic Advisers LLC1
T. Rowe Price Associates, Inc.1
Total Clarity Wealth Management, Inc.1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Batavia, A to Z

CFP advisors in Batavia →

Other cities in Illinois

All of Illinois →

Chicago 6,250Wheaton 798Oak Brook 520Naperville 506Rockford 473Deerfield 431Downers Grove 397Schaumburg 366Northbrook 312Springfield 269Oakbrook Terrace 219Orland Park 213Lisle 212Peoria 202Barrington 180Lombard 175Lake Forest 139Champaign 137Elmhurst 136Bloomington 134Arlington Heights 133Skokie 120Highland Park 117Glenview 116

Questions

How many financial advisors are in Batavia, IL?

28 investment adviser representatives are registered at firm offices in Batavia, Illinois, according to the SEC's Investment Adviser Public Disclosure records. 27 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Batavia?

LPL Financial LLC, with 6 registered advisors in Batavia, followed by Ameriprise Financial Services, LLC with 3.

How do I check a financial advisor in Batavia?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.