Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Augusta, GA
Every SEC-registered investment adviser representative at a Cwm, LLC office in Augusta, A to Z.
The short answer
3 registered advisors work at Cwm, LLC in Augusta, out of 597 at the firm nationwide; it ranks number 16 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.
Cwm, LLC advisors in Augusta, A to Z
Every Cwm, LLC advisor →- David A. BarnettInvestment adviser rep
- Scott M. Fitzgerald Jr.Certified Financial Planner
- Wesley C. SullivanChartered Financial Consultant
Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC advisors in other cities
Omaha, NE 249Scottsdale, AZ 11Baton Rouge, LA 10Amarillo, TX 8Palatine, IL 8Yuma, AZ 7Cincinnati, OH 6Southlake, TX 6Cedar Rapids, IA 5Green Bay, WI 5Hastings, NE 5Irvine, CA 5Lebanon, NH 5Milton, GA 5Overland Park, KS 5
Other firms in Augusta
All Augusta advisors →Morgan Stanley 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 13LPL Financial LLC 12Wells Fargo Clearing Services, LLC 11Raymond James & Associates, Inc. 8Richard Young Advisors 8Cetera Investment Advisers LLC 7Firethorn Wealth Partners, LLC 6Valic Financial Advisors, Inc. 6Ap Wealth Management 5Asset Advisors 5
Questions
How many financial advisors does Cwm, LLC have in Augusta?
3 investment adviser representatives are registered at Cwm, LLC offices in Augusta, Georgia, according to the SEC's Investment Adviser Public Disclosure records, out of 597 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.
Is Cwm, LLC one of the largest advisor employers in Augusta?
Cwm, LLC ranks number 16 in Augusta by registered advisors; Morgan Stanley has the most, with 20.
How do I check a Cwm, LLC advisor in Augusta?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.