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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Opa Locka, FL

Every SEC-registered investment adviser representative at a firm office in Opa Locka, with the firms that employ the most of them.

The short answer

1 registered advisors work in Opa Locka; the most are at Wells Fargo Clearing Services, LLC (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Opa Locka

FirmAdvisors in Opa Locka
Wells Fargo Clearing Services, LLC news1

Advisors in Opa Locka, A to Z

Search all of Florida →

Other cities in Florida

All of Florida →

Miami 3,063Tampa 2,964Jacksonville 2,317Boca Raton 1,567Orlando 1,370Palm Beach Gardens 1,227St. Petersburg 1,045Naples 1,041Coral Gables 927Sarasota 895Fort Lauderdale 714West Palm Beach 461Winter Park 451Clearwater 414Fort Myers 394Ponte Vedra Beach 389Ft. Lauderdale 300Pensacola 283Aventura 265Melbourne 258Jupiter 256Bradenton 254Stuart 249Saint Petersburg 244

Questions

How many financial advisors are in Opa Locka, FL?

1 investment adviser representatives are registered at firm offices in Opa Locka, Florida, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Opa Locka?

Wells Fargo Clearing Services, LLC, with 1 registered advisors in Opa Locka.

How do I check a financial advisor in Opa Locka?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.