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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lady Lake, FL

Every SEC-registered investment adviser representative at a firm office in Lady Lake, with the firms that employ the most of them.

61 registered advisors work in Lady Lake; the most are at Royal Fund Management, LLC (43). 0 list the CFP designation and 17 are also registered broker representatives.

Firms with the most advisors in Lady Lake

FirmAdvisors in Lady Lake
Royal Fund Management, LLC43
Wells Fargo Clearing Services, LLC news3
LPL Financial LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
State Farm Investment Management Corp.2
Strategic Advisers LLC2
Centaurus Financial, Inc.1
Chelsea Advisory Services, Inc.1
First Command Advisory Services1
Gradient Advisors, LLC1
J.P. Morgan Securities LLC news1
Osaic Advisory Services, LLC news1
Thrivent Investment Management Inc.1

Advisors in Lady Lake, A to Z

Search all of Florida →

Other cities in Florida

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Miami 3,211Tampa 3,101Jacksonville 2,411Boca Raton 1,653Orlando 1,446Palm Beach Gardens 1,305St. Petersburg 1,108Naples 1,097Coral Gables 986Sarasota 963Fort Lauderdale 742Winter Park 487West Palm Beach 482Clearwater 440Fort Myers 424Ponte Vedra Beach 418Ft. Lauderdale 316Pensacola 298Aventura 280Melbourne 278Bradenton 271Saint Petersburg 269Vero Beach 263Jupiter 262

Questions

How many financial advisors are in Lady Lake, FL?

61 investment adviser representatives are registered at firm offices in Lady Lake, Florida, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lady Lake?

Royal Fund Management, LLC, with 43 registered advisors in Lady Lake, followed by Wells Fargo Clearing Services, LLC with 3.

How do I check a financial advisor in Lady Lake?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.