Financial ADVSR advisor directory · SEC adviser records
Summit Financial, LLC financial advisors in North Carolina
Every SEC-registered investment adviser representative at a Summit Financial, LLC office in North Carolina, by city and A to Z.
The short answer
8 registered advisors work at Summit Financial, LLC in North Carolina, out of 205 nationwide; it's the firm's number 9 state by advisors, and the most are in Durham (3). 5 list the CFP designation and 4 are also registered broker representatives.
Summit Financial, LLC advisors by city in North Carolina
Every firm in North Carolina →Summit Financial, LLC advisors in North Carolina, A to Z
Search by name →- Michael D. DentiHighlands
- Joseph M. GordonDurham · Certified Financial Planner
- Joseph G. MooreDurham · Certified Financial Planner, Chartered Financial Analyst
- Charles D. RobinsonCharlotte
- Edward B. SecrestRaleigh · Certified Financial Planner
- John P. SleesmanRaleigh · Certified Financial Planner
- Chad P. TrevithickRaleigh · Certified Financial Planner
- Todd E. ZempelDurham
Summit Financial, LLC advisors in every state →Summit Financial, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Summit Financial, LLC in other states
New Jersey 67Ohio 19Florida 16Pennsylvania 12Missouri 11Michigan 9Rhode Island 9Alabama 8California 7Virginia 7New York 6Connecticut 3Illinois 3Minnesota 3Texas 3Wisconsin 3
Questions
How many Summit Financial, LLC financial advisors are in North Carolina?
8 investment adviser representatives are registered at Summit Financial, LLC offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 205 at the firm nationwide. 5 list the CFP designation and 4 are also registered as broker representatives.
Where in North Carolina does Summit Financial, LLC have the most advisors?
Durham, with 3, then Raleigh (3). Summit Financial, LLC has advisors in 4 cities in North Carolina.
How do I check a Summit Financial, LLC advisor in North Carolina?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Summit Financial, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.