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Financial ADVSR advisor directory · SEC adviser records

Summit Financial, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Summit Financial, LLC office in California, by city and A to Z.

7 registered advisors work at Summit Financial, LLC in California, out of 205 nationwide; it's the firm's number 10 state by advisors, and the most are in Newport Beach (4). 3 list the CFP designation and 4 are also registered broker representatives.

Summit Financial, LLC advisors by city in California

Every firm in California →

Newport Beach 4Beverly Hills 2Oceanside 1

Summit Financial, LLC advisors in California, A to Z

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Summit Financial, LLC advisors in every state →Summit Financial, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Summit Financial, LLC in other states

New Jersey 67Ohio 19Florida 16Pennsylvania 12Missouri 11Michigan 9Rhode Island 9Alabama 8North Carolina 8Virginia 7New York 6Connecticut 3Illinois 3Minnesota 3Texas 3Wisconsin 3

Questions

How many Summit Financial, LLC financial advisors are in California?

7 investment adviser representatives are registered at Summit Financial, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 205 at the firm nationwide. 3 list the CFP designation and 4 are also registered as broker representatives.

Where in California does Summit Financial, LLC have the most advisors?

Newport Beach, with 4, then Beverly Hills (2). Summit Financial, LLC has advisors in 3 cities in California.

How do I check a Summit Financial, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Summit Financial, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.