Financial ADVSR advisor directory · SEC adviser records
Prime Capital Financial financial advisors in California
Every SEC-registered investment adviser representative at a Prime Capital Financial office in California, by city and A to Z.
The short answer
12 registered advisors work at Prime Capital Financial in California, out of 235 nationwide; it's the firm's number 4 state by advisors, and the most are in Fresno (2). 5 list the CFP designation and 2 are also registered broker representatives.
Prime Capital Financial advisors by city in California
Every firm in California →Fresno 2Roseville 2Walnut Creek 2Concord 1Los Angeles 1Pasadena 1
Prime Capital Financial advisors in California, A to Z
Search by name →- Felix J. KwanWalnut Creek · Certified Financial Planner
- Steven T. McBrayerCosta Mesa
- Geoffrey A. MettlerConcord
- Deanne M. PalmerSan Diego · Certified Financial Planner
- John P. Sayers IIIFresno · Certified Financial Planner
- Andrew N. SeluLos Angeles
- Angela D. SheltonFresno
- Leonard R. SimpsonRoseville
- Jennifer R. StabenRoseville
- Nicholas H. Stonnington Sr.Pasadena
- Samir C. ThakkarCosta Mesa · Certified Financial Planner
- Daniel TsaiWalnut Creek · Certified Financial Planner
Prime Capital Financial advisors in every state →Prime Capital Financial: assets, clients and custodians →Advisor Moves: who changed firms this week →
Prime Capital Financial in other states
Kansas 136Texas 18Florida 12Arkansas 8Georgia 7North Carolina 5Connecticut 4Iowa 3Louisiana 3Minnesota 3Nevada 3New York 3
Questions
How many Prime Capital Financial financial advisors are in California?
12 investment adviser representatives are registered at Prime Capital Financial offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 235 at the firm nationwide. 5 list the CFP designation and 2 are also registered as broker representatives.
Where in California does Prime Capital Financial have the most advisors?
Fresno, with 2, then Roseville (2). Prime Capital Financial has advisors in 6 cities in California.
How do I check a Prime Capital Financial advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prime Capital Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.