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Financial ADVSR advisor directory · SEC adviser records

Prime Capital Financial financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Prime Capital Financial office in Connecticut, by city and A to Z.

The short answer

4 registered advisors work at Prime Capital Financial in Connecticut, out of 235 nationwide; it's the firm's number 8 state by advisors, and the most are in Milford (2). 3 list the CFP designation and 1 are also registered broker representatives.

Prime Capital Financial advisors by city in Connecticut

Every firm in Connecticut →

Milford 2Stamford 2

Prime Capital Financial advisors in Connecticut, A to Z

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Prime Capital Financial in other states

Kansas 136Texas 18Florida 12California 9Arkansas 8Georgia 7North Carolina 5Iowa 3Louisiana 3Minnesota 3Nevada 3New York 3

Questions

How many Prime Capital Financial financial advisors are in Connecticut?

4 investment adviser representatives are registered at Prime Capital Financial offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 235 at the firm nationwide. 3 list the CFP designation and 1 are also registered as broker representatives.

Where in Connecticut does Prime Capital Financial have the most advisors?

Milford, with 2, then Stamford (2). Prime Capital Financial has advisors in 2 cities in Connecticut.

How do I check a Prime Capital Financial advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prime Capital Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.