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Financial ADVSR advisor directory · SEC adviser records

Prime Capital Financial financial advisors in New York

Every SEC-registered investment adviser representative at a Prime Capital Financial office in New York, by city and A to Z.

The short answer

3 registered advisors work at Prime Capital Financial in New York, out of 235 nationwide; it's the firm's number 13 state by advisors, and the most are in White Plains (2). 1 list the CFP designation and 0 are also registered broker representatives.

Prime Capital Financial advisors by city in New York

Every firm in New York →

White Plains 2New York 1

Prime Capital Financial advisors in New York, A to Z

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Prime Capital Financial advisors in every state →Prime Capital Financial: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prime Capital Financial in other states

Kansas 136Texas 18Florida 12California 9Arkansas 8Georgia 7North Carolina 5Connecticut 4Iowa 3Louisiana 3Minnesota 3Nevada 3

Questions

How many Prime Capital Financial financial advisors are in New York?

3 investment adviser representatives are registered at Prime Capital Financial offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 235 at the firm nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Where in New York does Prime Capital Financial have the most advisors?

White Plains, with 2, then New York (1). Prime Capital Financial has advisors in 2 cities in New York.

How do I check a Prime Capital Financial advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prime Capital Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.