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Financial ADVSR advisor directory · SEC adviser records

Northern Trust Securities, Inc. financial advisors in Arizona

Every SEC-registered investment adviser representative at a Northern Trust Securities, Inc. office in Arizona, by city and A to Z.

The short answer

8 registered advisors work at Northern Trust Securities, Inc. in Arizona, out of 89 nationwide; it's the firm's number 3 state by advisors, and the most are in Scottsdale (3). 1 list the CFP designation and 8 are also registered broker representatives.

Northern Trust Securities, Inc. advisors by city in Arizona

Every firm in Arizona →

Scottsdale 3Tempe 2Gilbert 1Phoenix 1Tucson 1

Northern Trust Securities, Inc. advisors in Arizona, A to Z

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Northern Trust Securities, Inc. advisors in every state →Northern Trust Securities, Inc.: assets, clients and custodians →Northern Trust news and advisor moves →Advisor Moves: who changed firms this week →

Northern Trust Securities, Inc. in other states

Illinois 52Florida 14California 6Texas 5

Questions

How many Northern Trust Securities, Inc. financial advisors are in Arizona?

8 investment adviser representatives are registered at Northern Trust Securities, Inc. offices in Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 89 at the firm nationwide. 1 list the CFP designation and 8 are also registered as broker representatives.

Where in Arizona does Northern Trust Securities, Inc. have the most advisors?

Scottsdale, with 3, then Tempe (2). Northern Trust Securities, Inc. has advisors in 5 cities in Arizona.

How do I check a Northern Trust Securities, Inc. advisor in Arizona?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northern Trust Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.