Financial ADVSR advisor directory · SEC adviser records
M Holdings Securities, Inc. financial advisors in California
Every SEC-registered investment adviser representative at a M Holdings Securities, Inc. office in California, by city and A to Z.
The short answer
11 registered advisors work at M Holdings Securities, Inc. in California, out of 161 nationwide; it's the firm's number 5 state by advisors, and the most are in San Jose (3). 2 list the CFP designation and 11 are also registered broker representatives.
M Holdings Securities, Inc. advisors by city in California
Every firm in California →San Jose 3Atherton 1Corona Del Mar 1Irvine 1San Juan Capistrano 1San Rafael 1Torrance 1West Covina 1Westlake Village 1
M Holdings Securities, Inc. advisors in California, A to Z
Search by name →- Howard H. ChengSan Jose
- Kelly S. FongSan Jose
- Douglas M. HallAtherton
- Robert C. Kulle Jr.Westlake Village
- Michael C. MoorheadIrvine
- Brad MorganCorona Del Mar · Chartered Financial Consultant
- Dennis L. ShaoSan Jose
- John D. VogelzangTorrance
- Mark G. WaltonSan Juan Capistrano · Certified Financial Planner
- Steven C. WightSan Rafael · Chartered Financial Consultant
- Tony YuWest Covina · Certified Financial Planner, Chartered Financial Consultant
M Holdings Securities, Inc. advisors in every state →M Holdings Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
M Holdings Securities, Inc. in other states
Oregon 28Florida 18Texas 14Michigan 12Pennsylvania 8Ohio 6Illinois 5North Carolina 5Tennessee 5Colorado 4Kansas 4New Jersey 4Delaware 3Kentucky 3Minnesota 3Nebraska 3Washington 3
Questions
How many M Holdings Securities, Inc. financial advisors are in California?
11 investment adviser representatives are registered at M Holdings Securities, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 161 at the firm nationwide. 2 list the CFP designation and 11 are also registered as broker representatives.
Where in California does M Holdings Securities, Inc. have the most advisors?
San Jose, with 3, then Atherton (1). M Holdings Securities, Inc. has advisors in 9 cities in California.
How do I check a M Holdings Securities, Inc. advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the M Holdings Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.