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Financial ADVSR advisor directory · SEC adviser records

B. Riley Wealth Advisors, Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a B. Riley Wealth Advisors, Inc. office in New York, by city and A to Z.

The short answer

37 registered advisors work at B. Riley Wealth Advisors, Inc. in New York, out of 158 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (12). 7 list the CFP designation and 33 are also registered broker representatives.

B. Riley Wealth Advisors, Inc. advisors by city in New York

Every firm in New York →

New York 12Poughkeepsie 5Plainview 4Buffalo 2Lake Ronkonkoma 2Mineola 2Westbury 2Bronx 1Brooklyn 1East Hampton 1Floor New York 1Freeport 1New City 1New Windsor 1Port Washington 1

B. Riley Wealth Advisors, Inc. advisors in New York, A to Z

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B. Riley Wealth Advisors, Inc. in other states

Florida 22Texas 13New Jersey 12Illinois 11Tennessee 11Massachusetts 7California 6Washington 6Michigan 5Pennsylvania 5Connecticut 4Ohio 4Arkansas 3South Carolina 3

Questions

How many B. Riley Wealth Advisors, Inc. financial advisors are in New York?

37 investment adviser representatives are registered at B. Riley Wealth Advisors, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 158 at the firm nationwide. 7 list the CFP designation and 33 are also registered as broker representatives.

Where in New York does B. Riley Wealth Advisors, Inc. have the most advisors?

New York, with 12, then Poughkeepsie (5). B. Riley Wealth Advisors, Inc. has advisors in 15 cities in New York.

How do I check a B. Riley Wealth Advisors, Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the B. Riley Wealth Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.