Adviser and broker representative · B. Riley Wealth Advisors, Inc.
Marc Lowlicht
CRD 1848642 · East Hampton, NY
At a glance
Marc Lowlicht is an investment adviser representative with B. Riley Wealth Advisors, Inc. in East Hampton, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Marc’s SEC record dates to 2012, about 13 years ago. Marc is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- B. Riley Wealth Advisors, Inc.Since June 2021East Hampton, NY · $4.2B in regulatory assets
SEC adviser record
- Registered since
- 2012 (13 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Marc’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.