Financial ADVSR advisor directory · SEC adviser records
Wells Fargo Clearing Services, LLC financial advisors in West Covina, CA
Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in West Covina, A to Z.
The short answer
3 registered advisors work at Wells Fargo Clearing Services, LLC in West Covina, out of 13,134 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Wells Fargo Clearing Services, LLC advisors in West Covina, A to Z
Every Wells Fargo Clearing Services, LLC advisor →- Joanie T. LiuAlso a broker rep
- Michael NguyenAlso a broker rep
- Cong WangAlso a broker rep
Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
Wells Fargo Clearing Services, LLC advisors in other cities
St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112
Other firms in West Covina
All West Covina advisors →Transamerica Financial Advisors, LLC 8LPL Financial LLC 7Trilogy Capital, Inc. 7Cetera Investment Advisers LLC 5J.P. Morgan Securities LLC 5Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Osaic Wealth, Inc. 3
Questions
How many financial advisors does Wells Fargo Clearing Services, LLC have in West Covina?
3 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in West Covina, California, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in West Covina?
Wells Fargo Clearing Services, LLC ranks number 8 in West Covina by registered advisors; Transamerica Financial Advisors, LLC has the most, with 8.
How do I check a Wells Fargo Clearing Services, LLC advisor in West Covina?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.