Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Roseville, CA
Every SEC-registered investment adviser representative at a Cwm, LLC office in Roseville, A to Z.
The short answer
4 registered advisors work at Cwm, LLC in Roseville, out of 597 at the firm nationwide; it ranks number 36 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Cwm, LLC advisors in Roseville, A to Z
Every Cwm, LLC advisor →- Cody J. BoringInvestment adviser rep
- Douglas D. BoringCertified Financial Planner
- Chase K. LedererInvestment adviser rep
- Kenyon L. LedererCertified Financial Planner, Chartered Financial Consultant
Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC advisors in other cities
Omaha, NE 270Scottsdale, AZ 11Southlake, TX 9Green Bay, WI 8Palatine, IL 8Cedar Rapids, IA 6Hastings, NE 6Yuma, AZ 6Amarillo, TX 5Baton Rouge, LA 5Englewood, CO 5Fort Atkinson, WI 5Lake Oswego, OR 5Austin, TX 4Bethesda, MD 4
Other firms in Roseville
All Roseville advisors →Wells Fargo Clearing Services, LLC 65Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Morgan Stanley 35Robert W. Baird & Co. Incorporated 34Ameriprise Financial Services, LLC 28LPL Financial LLC 27Strategic Advisers LLC 23Osaic Wealth, Inc. 21Principal Securities, Inc. 18Cetera Investment Advisers LLC 15D.A. Davidson & Co. 15Eagle Strategies LLC 15
Questions
How many financial advisors does Cwm, LLC have in Roseville?
4 investment adviser representatives are registered at Cwm, LLC offices in Roseville, California, according to the SEC's Investment Adviser Public Disclosure records, out of 597 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Cwm, LLC one of the largest advisor employers in Roseville?
Cwm, LLC ranks number 36 in Roseville by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 65.
How do I check a Cwm, LLC advisor in Roseville?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.