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Financial ADVSR advisor directory · SEC adviser records

Lake Avenue Financial LLC financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a Lake Avenue Financial LLC office in Pasadena, A to Z.

The short answer

3 registered advisors work at Lake Avenue Financial LLC in Pasadena, out of 5 at the firm nationwide; it ranks number 54 in the city by advisors. 0 list the CFP designation and 1 are also registered broker representatives.

Lake Avenue Financial LLC advisors in Pasadena, A to Z

Every Lake Avenue Financial LLC advisor →

Lake Avenue Financial LLC advisors in every city and state →Lake Avenue Financial LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Lake Avenue Financial LLC advisors in other cities

Bellevue, WA 1Woodland Hills, CA 1

Other firms in Pasadena

All Pasadena advisors →

Morgan Stanley 133Merrill Lynch, Pierce, Fenner & Smith Incorporated 124Wedbush Securities Inc. 66Wells Fargo Clearing Services, LLC 64UBS Financial Services Inc. 59LPL Financial LLC 49Cetera Investment Advisers LLC 44J.P. Morgan Securities LLC 43Strategic Advisers LLC 35Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 22Clifford Swan Investment Counselors 16

Questions

How many financial advisors does Lake Avenue Financial LLC have in Pasadena?

3 investment adviser representatives are registered at Lake Avenue Financial LLC offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.

Is Lake Avenue Financial LLC one of the largest advisor employers in Pasadena?

Lake Avenue Financial LLC ranks number 54 in Pasadena by registered advisors; Morgan Stanley has the most, with 133.

How do I check a Lake Avenue Financial LLC advisor in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Lake Avenue Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.