Financial ADVSR advisor directory · SEC adviser records
Wells Fargo Clearing Services, LLC financial advisors in Northridge, CA
Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Northridge, A to Z.
The short answer
3 registered advisors work at Wells Fargo Clearing Services, LLC in Northridge, out of 13,134 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Wells Fargo Clearing Services, LLC advisors in Northridge, A to Z
Every Wells Fargo Clearing Services, LLC advisor →- Ryan DeptulaAlso a broker rep
- James KaingAlso a broker rep
- Cecilia M. RamosAlso a broker rep
Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
Wells Fargo Clearing Services, LLC advisors in other cities
St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112
Other firms in Northridge
All Northridge advisors →J.P. Morgan Securities LLC 7LPL Financial LLC 7Cetera Investment Advisers LLC 3Citigroup Global Markets Inc. 3Schauer Investment Management, Inc. 3
Questions
How many financial advisors does Wells Fargo Clearing Services, LLC have in Northridge?
3 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Northridge, California, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Northridge?
Wells Fargo Clearing Services, LLC ranks number 6 in Northridge by registered advisors; J.P. Morgan Securities LLC has the most, with 7.
How do I check a Wells Fargo Clearing Services, LLC advisor in Northridge?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.