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Financial ADVSR advisor directory · SEC adviser records

Cws Investments financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Cws Investments office in Newport Beach, A to Z.

The short answer

6 registered advisors work at Cws Investments in Newport Beach, out of 11 at the firm nationwide; it ranks number 47 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Cws Investments advisors in Newport Beach, A to Z

Every Cws Investments advisor →

Cws Investments advisors in every city and state →Advisor Moves: who changed firms this week →

Cws Investments advisors in other cities

Austin, TX 1Denver, CO 1Huntington Beach, CA 1Plano, TX 1Santa Ana, CA 1

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 207Merrill Lynch, Pierce, Fenner & Smith Incorporated 191Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 84UBS Financial Services Inc. 79LPL Financial LLC 62Wells Fargo Clearing Services, LLC 54J.P. Morgan Securities LLC 52Creative Planning Institutional Advisors, LLC 49MML Investors Services, LLC 44Cetera Investment Advisers LLC 40Charles Schwab & Co., Inc. 39

Questions

How many financial advisors does Cws Investments have in Newport Beach?

6 investment adviser representatives are registered at Cws Investments offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 11 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Cws Investments one of the largest advisor employers in Newport Beach?

Cws Investments ranks number 47 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 207.

How do I check a Cws Investments advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cws Investments office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.