Adviser and broker representative · Cws Investments
Marcus J. Lam
CRD 5030836 · Newport Beach, CA
At a glance
Marcus J. Lam is an investment adviser representative with Cws Investments in Newport Beach, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Marcus’s SEC record dates to 2013, about 13 years ago. Marcus is also registered as a broker representative.
Current advisory firm
- Cws InvestmentsSince August 2013Newport Beach, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Marcus’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.