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Financial ADVSR advisor directory · SEC adviser records

Seneca Private Wealth, LLC financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Seneca Private Wealth, LLC office in Los Angeles, A to Z.

The short answer

3 registered advisors work at Seneca Private Wealth, LLC in Los Angeles, out of 4 at the firm nationwide; it ranks number 108 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Seneca Private Wealth, LLC advisors in Los Angeles, A to Z

Every Seneca Private Wealth, LLC advisor →

Seneca Private Wealth, LLC advisors in every city and state →Seneca Private Wealth, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Seneca Private Wealth, LLC advisors in other cities

Prosper, TX 1

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55

Questions

How many financial advisors does Seneca Private Wealth, LLC have in Los Angeles?

3 investment adviser representatives are registered at Seneca Private Wealth, LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Seneca Private Wealth, LLC one of the largest advisor employers in Los Angeles?

Seneca Private Wealth, LLC ranks number 108 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a Seneca Private Wealth, LLC advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Seneca Private Wealth, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.