Financial ADVSR advisor directory · SEC adviser records
Efc Wealth Management Firm LLC financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Efc Wealth Management Firm LLC office in Los Angeles, A to Z.
The short answer
3 registered advisors work at Efc Wealth Management Firm LLC in Los Angeles, out of 3 at the firm nationwide; it ranks number 96 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Efc Wealth Management Firm LLC advisors in Los Angeles, A to Z
Every Efc Wealth Management Firm LLC advisor →- Cory J. ChapmanInvestment adviser rep
- Barack LittleInvestment adviser rep
- Dante J. SanchezInvestment adviser rep
Efc Wealth Management Firm LLC advisors in every city and state →Advisor Moves: who changed firms this week →
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55
Questions
How many financial advisors does Efc Wealth Management Firm LLC have in Los Angeles?
3 investment adviser representatives are registered at Efc Wealth Management Firm LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Efc Wealth Management Firm LLC one of the largest advisor employers in Los Angeles?
Efc Wealth Management Firm LLC ranks number 96 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.
How do I check a Efc Wealth Management Firm LLC advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Efc Wealth Management Firm LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.