Financial ADVSR advisor directory · SEC adviser records
Dew Point Capital financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Dew Point Capital office in Los Angeles, A to Z.
The short answer
5 registered advisors work at Dew Point Capital in Los Angeles, out of 6 at the firm nationwide; it ranks number 73 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Dew Point Capital advisors in Los Angeles, A to Z
Every Dew Point Capital advisor →- Steven P. CooperInvestment adviser rep
- David M. DietrichInvestment adviser rep
- Jasmine KwokInvestment adviser rep
- Emily XingChartered Financial Analyst
- Handong YuInvestment adviser rep
Dew Point Capital advisors in every city and state →Dew Point Capital: assets, clients and custodians →Advisor Moves: who changed firms this week →
Dew Point Capital advisors in other cities
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55
Questions
How many financial advisors does Dew Point Capital have in Los Angeles?
5 investment adviser representatives are registered at Dew Point Capital offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Dew Point Capital one of the largest advisor employers in Los Angeles?
Dew Point Capital ranks number 73 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.
How do I check a Dew Point Capital advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Dew Point Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.