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Financial ADVSR advisor directory · SEC adviser records

Avise Financial financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Avise Financial office in Los Angeles, A to Z.

The short answer

5 registered advisors work at Avise Financial in Los Angeles, out of 6 at the firm nationwide; it ranks number 66 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.

Avise Financial advisors in Los Angeles, A to Z

Every Avise Financial advisor →

Avise Financial advisors in every city and state →Avise Financial: assets, clients and custodians →Advisor Moves: who changed firms this week →

Avise Financial advisors in other cities

Canoga Park, CA 1

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 315J.P. Morgan Securities LLC 291Capital Client Group, Inc. 276Morgan Stanley 194Lido 161UBS Financial Services Inc. 133Wells Fargo Clearing Services, LLC 119Rockefeller Financial LLC 96Seia 73Capital Group Private Client Services, Inc. 68Strategic Advisers LLC 58MML Investors Services, LLC 53

Questions

How many financial advisors does Avise Financial have in Los Angeles?

5 investment adviser representatives are registered at Avise Financial offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Is Avise Financial one of the largest advisor employers in Los Angeles?

Avise Financial ranks number 66 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 315.

How do I check a Avise Financial advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Avise Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.