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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

507 firms manage $3.3 trillionConnecticut

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8362
    Tourmalet Advisors, LPFairfield, CT · 5 clientsPrivate fund adviser
    Computershare 100%
    $441M
  2. 8386
    Spivak Asset Management, LLCAvon, CT · 63 clientsWealth manager
    Fidelity 100%
    $439M
  3. 8408
    Herbert J. Sims Capital Management, Inc.Fairfield, CT · 350 clientsWealth managerWrap sponsorHybridHerbert J. Sims & Co, Inc.
    Pershing 100%
    $437M
  4. 8413
    August Wealth Advisors LLCWestport, CT · 319 clientsWealth manager
    Schwab 100%
    $437M
  5. 8424
    Fundsmith Partners US LLCStamford, CT · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $435M
  6. 8484
    Longwall Family OfficeWestport, CT · 50 clientsWealth manager
    EFG Bank and Trust (bahamas) LTD 58%Fidelity 42%
    $428M
  7. 8515
    Science & Technology Partners, L.P.Greenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $425M
  8. 8521
    Broadview Real Estate Partners, LLCStamford, CT · 8 clientsPrivate fund adviser
    No custodian reported
    $425M
  9. 8524
    Forward Consumer Partners, LLCGreenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $425M
  10. 8556
    JGB Capital Management L.P.Westport, CT · 10 clientsPrivate fund adviser
    No custodian reported
    $421M
  11. 8611
    Jeffrey N. Mehler, CFP LLCEssex, CT · 177 clientsWealth manager
    Fidelity 100%
    $416M
  12. 8627
    Ellington Credit Company Management LLCOld Greenwich, CT · 1 clientsPrivate fund adviserHybridArmstrong Securities LLC
    No custodian reported
    $415M
  13. 8659
    Yakira Capital Management, Inc.Westport, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $412M
  14. 8684
    Peloton Equity LLCGreenwich, CT · 7 clientsPrivate fund adviser
    No custodian reported
    $410M
  15. 8820
    Sagebroadview Wealth Management, LLCFarmington, CT · 148 clientsWealth manager
    Schwab 58%Altruist 42%
    $397M
  16. 8827
    Anabranch Capital Management, LPStamford, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $397M
  17. 8839
    Diastole Wealth ManagementGuilford, CT · 275 clientsWealth manager
    Schwab 100%
    $396M
  18. 8903
    Mullaney Keating & Wright IncMiddletown, CT · 198 clientsWealth manager
    Schwab 100%
    $391M
  19. 8929
    Savoir Faire Capital Management, LPNorwalk, CT · 5 clientsPrivate fund adviser
    No custodian reported
    $390M
  20. 8945
    Ridgeview Asset Management Partners, LLCStamford, CT · 135 clientsWealth manager
    Schwab 90%
    $388M
  21. 8970
    Fiscal Wisdom Wealth Management LLCCanton, CT · 2,828 clientsWealth managerHybrid
    Pershing 89%
    $386M
  22. 8975
    Brightlight CapitalWestport, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $386M
  23. 9034
    Philosmith Capital CorporationStamford, CT · 3 clientsBroker-dealer firmHybridPhilosmith Securities LLC
    State Street 82%
    $380M
  24. 9136
    RPO LLCStamford, CT · 8 clientsWealth manager
    Goldman Sachs 100%
    $372M
  25. 9234
    Lucerne Capital Management, LPGreenwich, CT · 9 clientsPrivate fund adviser
    No custodian reported
    $365M
  26. 9269
    Briggs Wealth Management, Inc.Glastonbury, CT · 132 clientsWealth manager
    Schwab 100%
    $362M
  27. 9299
    Ayrton Capital LLCWestport, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $359M
  28. 9307
    Ararat Capital Management LPWestport, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $359M
  29. 9308
    Silver Point Private Credit Fund Management, LLCGreenwich, CT · 1 clientsAsset manager
    No custodian reported
    $359M
  30. 9312
    AIS Capital Management L.P.Wilton, CT · 44 clientsPrivate fund adviser
    FNZ Trust 100%
    $358M
  31. 9340
    Arkview Capital, L.P.Stamford, CT · 10 clientsPrivate fund adviser
    No custodian reported
    $356M
  32. 9360
    Sightline Wealth Advisors, LLCGroton, CT · 290 clientsWealth manager
    Schwab 100%
    $354M
  33. 9393
    GFO Advisory Services, LLCGreenwich, CT · 10 clientsPrivate fund adviserAffiliated broker-dealerTruist Investment Services, Inc., Truist Securities, Inc., clears through National Financial Services (Fidelity)
    Argent Institutional Trust 97%
    $351M
  34. 9444
    Education Growth Partners, LLCStamford, CT · 11 clientsPrivate fund adviser
    No custodian reported
    $347M
  35. 9452
    WmgnaFarmington, CT · 326 clientsWealth managerHybrid
    Schwab 81%
    $346M
  36. 9535
    Scholtz & Company, LLCStamford, CT · 206 clientsWealth manager
    U.S. Bank 62%Schwab 24%
    $341M
  37. 9542
    AIP Capital Advisors LLCStamford, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $340M
  38. 9642
    Swan Investment PartnersOld Greenwich, CT · 5 clientsPrivate fund adviser
    No custodian reported
    $334M
  39. 9658
    Highland Peak Capital, LLCOld Greenwich, CT · 8 clientsPrivate fund adviser
    J.P. Morgan 100%
    $333M
  40. 9749
    RYE Brook Capital, LLCGreenwich, CT · 20 clientsAsset manager
    Morgan Stanley 73%Pershing 24%
    $327M

RIAs by state