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RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicWM Cerulli: $5B+ Fee-Only Independent RIAs Face 'Shrinking Footprint'FP Why fee-based models are the future of advisor compensationIN Inheritance conflict is the rule, not the exception, Wells Fargo findsIN Private equity leads public pension returns for 14th straight yearIN Medicare gaps leave retirees dangerously exposed to health care costsIN Taxable accounts surpass retirement savings as US households diversify portfoliosIN What a former RIA founder wants advisors to know about AIWM FINNY AI Partners with Visionary Square on ProspectingWM Healthspan Wealth Launches Platform for Advisors
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Atlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

92 firms manage $179 billionAlabama

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 14416
    BHK Securities, LLCBirmingham, AL · 103 clientsBroker-dealer firmHybrid
    Wells Fargo 100%
    $128M
  2. 15019
    Aragon Capital, LLCHomewood, AL · 186 clientsWealth manager
    Schwab 51%Interactive Brokers 49%
    $112M
  3. 15037
    PMD AdvisoryHoover, AL · 147 clientsAsset managerHybrid
    Schwab 100%
    $112M
  4. 15256
    Abacus Investments LLCBirmingham, AL · 2 clientsPrivate fund adviser
    No custodian reported
    $106M
  5. 15420
    Infinity Tax & Financial PlanningHuntsville, AL · 332 clientsWealth manager
    Schwab 84%
    $100M
  6. 15530
    McKinney Capital, LLCBirmingham, AL · 4 clientsPrivate fund adviser
    No custodian reported
    $91M
  7. 15846
    Oneascent CapitalBirmingham, AL · 3 clientsAsset manager
    No custodian reported
    $56M
  8. 16226
    Fidelis Capital, LLCBirmingham, AL · 3 clientsPrivate fund adviserHybrid
    Schwab 100%
    $18M
  9. 16707
    Navigate Private Fund Advisors LLCBirmingham, ALAsset manager
    No custodian reported
    $0
  10. 16732
    Lyons View Capital, LLCAuburn, ALAsset manager
    No custodian reported
    $0
  11. 16917
    Ellis Wealth Advisors, LLCMadison, ALAsset managerHybrid
    No custodian reported
    $0
  12. 17031
    Somerset Advisory, LLCBirmingham, ALAsset manager
    No custodian reported
    $0

RIAs by state