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Est. 2026The front page of wealth managementNew York

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RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Atlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

49 firms manage $426 billionRhode Island

Open in the Atlas screener

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  1. 13332
    Have RIA, Inc.Providence, RIAsset manager
    No custodian reported
    $161M
  2. 13340
    Bountiful Investment Management LLCRumford, RI · 560 clientsWealth manager
    Schwab 100%
    $161M
  3. 13563
    Alpha DOG Advisors, RuffCranston, RI · 324 clientsWealth manager
    Schwab 100%
    $154M
  4. 14321
    Sheeley & Partners Wealth Management, LLCProvidence, RI · 79 clientsWealth manager
    Schwab 100%
    $131M
  5. 14556
    CB Capital LLCNorth Smithfield, RI · 61 clientsWealth manager
    Schwab 100%
    $124M
  6. 15192
    NCU Investment SolutionsSmithfiled, RI · 153 clientsWealth managerBank-affiliatedHybrid
    Fidelity 100%
    $108M
  7. 15308
    Blue Chip Financial Advisors, LLCEast Providence, RI · 178 clientsWealth managerHybrid
    Fidelity 100%
    $104M
  8. 15370
    Balanced Wealth Management, LLC.West Warwick, RI · 248 clientsWealth manager
    Fidelity 100%
    $102M
  9. 15681
    Transwestern Capital Advisors, LLCNewport, RI · 1 clientsAsset managerHybrid
    No custodian reported
    $74M

RIAs by state