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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rock Springs, WY

Every SEC-registered investment adviser representative at a firm office in Rock Springs, with the firms that employ the most of them.

15 registered advisors work in Rock Springs; the most are at LPL Financial LLC (6). 1 list the CFP designation and 14 are also registered broker representatives.

Firms with the most advisors in Rock Springs

FirmAdvisors in Rock Springs
LPL Financial LLC news6
Edward Jones news4
J. W. Cole Advisors, Inc.2
Eagle Strategies LLC1
State Farm Investment Management Corp.1
Wood Wealth Group, LLC1

Advisors in Rock Springs, A to Z

CFP advisors in Rock Springs →

Other cities in Wyoming

All of Wyoming →

Casper 87Cheyenne 73Jackson 56Sheridan 46Powell 27Laramie 26Gillette 25Cody 20Wilson 11Lander 10Riverton 10Afton 6Buffalo 6Encampment 6Jackson Hole 6

Questions

How many financial advisors are in Rock Springs, WY?

15 investment adviser representatives are registered at firm offices in Rock Springs, Wyoming, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Rock Springs?

LPL Financial LLC, with 6 registered advisors in Rock Springs, followed by Edward Jones with 4.

How do I check a financial advisor in Rock Springs?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.