Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Buffalo, WY
Every SEC-registered investment adviser representative at a firm office in Buffalo, with the firms that employ the most of them.
6 registered advisors work in Buffalo; the most are at LPL Financial LLC (2). 1 list the CFP designation and 5 are also registered broker representatives.
Firms with the most advisors in Buffalo
| Firm | Advisors in Buffalo |
|---|---|
| LPL Financial LLC news | 2 |
| Cetera Investment Advisers LLC news | 1 |
| Edward Jones news | 1 |
| Finlayson Financial Planning, Inc. | 1 |
| State Farm Investment Management Corp. | 1 |
Advisors in Buffalo, A to Z
CFP advisors in Buffalo →- Kevin M. BettingerLPL Financial LLC
- Robert R. ElliotFinlayson Financial Planning, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Alecia M. KozisekState Farm Investment Management Corp. · Chartered Financial Consultant
- Melanie Shober StoneLPL Financial LLC
- Zachary D. SmithEdward Jones
- Richard G. WonkaCetera Investment Advisers LLC
Other cities in Wyoming
All of Wyoming →Casper 87Cheyenne 73Jackson 56Sheridan 46Powell 27Laramie 26Gillette 25Cody 20Rock Springs 15Wilson 11Lander 10Riverton 10Afton 6Encampment 6Jackson Hole 6
Questions
How many financial advisors are in Buffalo, WY?
6 investment adviser representatives are registered at firm offices in Buffalo, Wyoming, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Buffalo?
LPL Financial LLC, with 2 registered advisors in Buffalo, followed by Cetera Investment Advisers LLC with 1.
How do I check a financial advisor in Buffalo?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.