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Financial ADVSR advisor directory · SEC adviser records

Brook Capital financial advisors in Brookfield, WI

Every SEC-registered investment adviser representative at a Brook Capital office in Brookfield, A to Z.

4 registered advisors work at Brook Capital in Brookfield, out of 4 at the firm nationwide; it ranks number 22 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Brook Capital advisors in Brookfield, A to Z

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Brook Capital advisors in every city and state →Brook Capital: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Brookfield

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Annex Wealth Management, LLC 87Ameriprise Financial Services, LLC 45LPL Financial LLC 44Osaic Wealth, Inc. 27Strategic Advisers LLC 21UBS Financial Services Inc. 21RBC Capital Markets, LLC 16Francis LLC 14Great Valley Advisor Group, LLC 14Cetera Investment Advisers LLC 13Charles Schwab & Co., Inc. 12J.P. Morgan Securities LLC 10

Questions

How many financial advisors does Brook Capital have in Brookfield?

4 investment adviser representatives are registered at Brook Capital offices in Brookfield, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Brook Capital one of the largest advisor employers in Brookfield?

Brook Capital ranks number 22 in Brookfield by registered advisors; Annex Wealth Management, LLC has the most, with 87.

How do I check a Brook Capital advisor in Brookfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Brook Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.