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President;shareholder(common) · Brook Capital

Ramu Ramiah

CRD 2284958 · Named on Form ADV at one SEC-registered adviser

At a glance

Brook Capital, an SEC-registered wealth manager based in Brookfield, WI with $283 million in regulatory assets, lists Ramu Ramiah on its Form ADV as President;shareholder(common), a control person.

Firms and roles

  • Brook CapitalPresident;shareholder(common)Wealth manager · Brookfield, WI · $283M in regulatory assets

AtlasMembers

Ramu’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Letha JosephChief Compliance Officer;secretary, Shareholder(common), Brook Capital
  • Daena B. RamiahChief Executive Officer, Brook Capital

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ramu’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.