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Chief Compliance Officer;secretary, Shareholder(common) · Brook Capital

Letha Joseph

CRD 4814081 · Named on Form ADV at one SEC-registered adviser

At a glance

Brook Capital, an SEC-registered wealth manager based in Brookfield, WI with $283 million in regulatory assets, lists Letha Joseph on its Form ADV as Chief Compliance Officer;secretary, Shareholder(common).

Firms and roles

  • Brook CapitalChief Compliance Officer;secretary, Shareholder(common)Wealth manager · Brookfield, WI · $283M in regulatory assets

AtlasMembers

Letha’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Letha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.