Financial ADVSR advisor directory · SEC adviser records
The Institute financial advisors in Seattle, WA
Every SEC-registered investment adviser representative at a The Institute office in Seattle, A to Z.
The short answer
2 registered advisors work at The Institute in Seattle, out of 13 at the firm nationwide; it ranks number 43 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
The Institute advisors in Seattle, A to Z
Every The Institute advisor →- Connor J. DonnellyInvestment adviser rep
- Anthony HollerichInvestment adviser rep
The Institute advisors in every city and state →The Institute: assets, clients and custodians →Advisor Moves: who changed firms this week →
The Institute advisors in other cities
Other firms in Seattle
All Seattle advisors →Morgan Stanley 144Merrill Lynch, Pierce, Fenner & Smith Incorporated 123Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74UBS Financial Services Inc. 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51
Questions
How many financial advisors does The Institute have in Seattle?
2 investment adviser representatives are registered at The Institute offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 13 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is The Institute one of the largest advisor employers in Seattle?
The Institute ranks number 43 in Seattle by registered advisors; Morgan Stanley has the most, with 144.
How do I check a The Institute advisor in Seattle?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Institute office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.