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Financial ADVSR advisor directory · SEC adviser records

Lesa Sroufe & Company, Inc. financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a Lesa Sroufe & Company, Inc. office in Seattle, A to Z.

The short answer

3 registered advisors work at Lesa Sroufe & Company, Inc. in Seattle, out of 3 at the firm nationwide; it ranks number 84 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Lesa Sroufe & Company, Inc. advisors in Seattle, A to Z

Every Lesa Sroufe & Company, Inc. advisor →

Lesa Sroufe & Company, Inc. advisors in every city and state →Lesa Sroufe & Company, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 144Merrill Lynch, Pierce, Fenner & Smith Incorporated 123Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74UBS Financial Services Inc. 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51

Questions

How many financial advisors does Lesa Sroufe & Company, Inc. have in Seattle?

3 investment adviser representatives are registered at Lesa Sroufe & Company, Inc. offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Lesa Sroufe & Company, Inc. one of the largest advisor employers in Seattle?

Lesa Sroufe & Company, Inc. ranks number 84 in Seattle by registered advisors; Morgan Stanley has the most, with 144.

How do I check a Lesa Sroufe & Company, Inc. advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Lesa Sroufe & Company, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.