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President, Managing Director, Chief Financial Officer · Lesa Sroufe & Company, Inc.

Lesa A. Sroufe

CRD 1039743 · Named on Form ADV at one SEC-registered adviser

At a glance

Lesa Sroufe & Company, Inc., an SEC-registered wealth manager based in Seattle, WA with $207 million in regulatory assets, lists Lesa A. Sroufe on its Form ADV as President, Managing Director, Chief Financial Officer, a control person.

Firms and roles

  • Lesa Sroufe & Company, Inc.President, Managing Director, Chief Financial OfficerWealth manager · Seattle, WA · $207M in regulatory assets

AtlasMembers

Lesa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lesa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.