Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Kennewick, WA
Every SEC-registered investment adviser representative at a Cwm, LLC office in Kennewick, A to Z.
3 registered advisors work at Cwm, LLC in Kennewick, out of 634 at the firm nationwide; it ranks number 13 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Cwm, LLC advisors in Kennewick, A to Z
Every Cwm, LLC advisor →- Daniel H. AdamsCertified Financial Planner
- Nicole R. JonesCertified Financial Planner, Chartered Financial Consultant
- Valen A. PermannInvestment adviser rep
Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC advisors in other cities
Omaha, NE 265Scottsdale, AZ 13Baton Rouge, LA 10Amarillo, TX 9Palatine, IL 8Cincinnati, OH 7Yuma, AZ 7Southlake, TX 6Wichita, KS 6Austin, TX 5Cedar Rapids, IA 5Green Bay, WI 5Hastings, NE 5Irvine, CA 5Lake Oswego, OR 5
Other firms in Kennewick
All Kennewick advisors →LPL Financial LLC 17Petersen Hastings Wealth Advisors, Inc. 15Ameriprise Financial Services, LLC 9Merrill Lynch, Pierce, Fenner & Smith Incorporated 8Edward Jones 7RBC Capital Markets, LLC 7Hfg Advisors, Inc. 5Morgan Stanley 5D.A. Davidson & Co. 4Raymond James Financial Services Advisors, Inc. 4Cambridge Investment Research Advisors, Inc. 3Compton Financial Group, LLC 3
Questions
How many financial advisors does Cwm, LLC have in Kennewick?
3 investment adviser representatives are registered at Cwm, LLC offices in Kennewick, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 634 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Cwm, LLC one of the largest advisor employers in Kennewick?
Cwm, LLC ranks number 13 in Kennewick by registered advisors; LPL Financial LLC has the most, with 17.
How do I check a Cwm, LLC advisor in Kennewick?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.