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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Burlington, VT

Every SEC-registered investment adviser representative at a firm office in Burlington, with the firms that employ the most of them.

105 registered advisors work in Burlington; the most are at Wells Fargo Clearing Services, LLC (13). 15 list the CFP designation and 64 are also registered broker representatives.

Firms with the most advisors in Burlington

FirmAdvisors in Burlington
Wells Fargo Clearing Services, LLC news13
Raymond James & Associates, Inc. news11
Hanson & Doremus Investment Management10
Merrill Lynch, Pierce, Fenner & Smith Incorporated news10
One Day In July LLC8
MML Investors Services, LLC7
LPL Financial LLC news5
Raymond James Financial Services Advisors, Inc. news5
Cetera Investment Advisers LLC news4
Rock Point Advisors, LLC4
Td Private Client Wealth LLC4
World Investment Advisors, LLC4
Mascoma Wealth Management3
Westview Investment Advisors3
Equitable Advisors, LLC news2
Oak Maple Finance, LLC2
44 North Capital, LLC1
Ameriprise Financial Services, LLC news1
Berger Financial Group1
Costello Financial Planning, Inc.1
Elephant Corner Financial1
Guiding Wealth Management, LLC1
Hammond Iles Wealth Advisors1
Key Investment Services LLC1
Shipwright Advisors1

Advisors in Burlington, A to Z

CFP advisors in Burlington →

Other cities in Vermont

All of Vermont →

Colchester 119South Burlington 74Montpelier 48Rutland 35Williston 31Barre 25Brattleboro 17Middlebury 15Shelburne 14Manchester Center 13Stowe 13Essex Junction 11Bennington 10Norwich 10Manchester 8Dorset 7Saint Johnsbury 6Lyndonville 5St Johnsbury 5St. Johnsbury 5White River Junction 5Woodstock 5

Questions

How many financial advisors are in Burlington, VT?

105 investment adviser representatives are registered at firm offices in Burlington, Vermont, according to the SEC's Investment Adviser Public Disclosure records. 64 of them are also registered as broker representatives, and 15 list the CFP designation.

Which firm has the most financial advisors in Burlington?

Wells Fargo Clearing Services, LLC, with 13 registered advisors in Burlington, followed by Raymond James & Associates, Inc. with 11.

How do I check a financial advisor in Burlington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.