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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Middlebury, VT

Every SEC-registered investment adviser representative at a firm office in Middlebury, with the firms that employ the most of them.

15 registered advisors work in Middlebury; the most are at Capital Cities Investments (4). 2 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Middlebury

FirmAdvisors in Middlebury
Capital Cities Investments4
Marble Trail Advisors4
LPL Financial LLC news2
Silver Birch Financial LLC2
Altus Investment Group1
Knights Of Columbus Asset Advisors LLC1
One Day In July LLC1

Advisors in Middlebury, A to Z

CFP advisors in Middlebury →

Other cities in Vermont

All of Vermont →

Colchester 119Burlington 105South Burlington 74Montpelier 48Rutland 35Williston 31Barre 25Brattleboro 17Shelburne 14Manchester Center 13Stowe 13Essex Junction 11Bennington 10Norwich 10Manchester 8Dorset 7Saint Johnsbury 6Lyndonville 5St Johnsbury 5St. Johnsbury 5White River Junction 5Woodstock 5

Questions

How many financial advisors are in Middlebury, VT?

15 investment adviser representatives are registered at firm offices in Middlebury, Vermont, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Middlebury?

Capital Cities Investments, with 4 registered advisors in Middlebury, followed by Marble Trail Advisors with 4.

How do I check a financial advisor in Middlebury?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.