Financial ADVSR advisor directory · SEC adviser records
Charles Schwab Investment Management, Inc. financial advisors in Westlake, TX
Every SEC-registered investment adviser representative at a Charles Schwab Investment Management, Inc. office in Westlake, A to Z.
The short answer
3 registered advisors work at Charles Schwab Investment Management, Inc. in Westlake, out of 37 at the firm nationwide; it ranks number 6 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.
Charles Schwab Investment Management, Inc. advisors in Westlake, A to Z
Every Charles Schwab Investment Management, Inc. advisor →- Cindy LopezInvestment adviser rep
- Sarjoo N. PatelCertified Financial Planner
- Elvis Z. ZunigaInvestment adviser rep
Charles Schwab Investment Management, Inc. advisors in every city and state →Charles Schwab Investment Management, Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →
Charles Schwab Investment Management, Inc. advisors in other cities
San Francisco, CA 11Boston, MA 5Lone Tree, CO 5Naples, FL 3Richfield, OH 2Atlanta, GA 1Chicago, IL 1Huntersville, NC 1Jersey City, NJ 1Montclair, NJ 1New York City, NY 1North Bergen, NJ 1Raleigh, NC 1
Other firms in Westlake
All Westlake advisors →Charles Schwab & Co., Inc. 885Strategic Advisers LLC 521Schwab Wealth Advisory, Inc. 202Meristead Wealth, LLC 12Truist Advisory Services, Inc. 4W&S Brokerage Services, Inc. 3
Questions
How many financial advisors does Charles Schwab Investment Management, Inc. have in Westlake?
3 investment adviser representatives are registered at Charles Schwab Investment Management, Inc. offices in Westlake, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 37 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.
Is Charles Schwab Investment Management, Inc. one of the largest advisor employers in Westlake?
Charles Schwab Investment Management, Inc. ranks number 6 in Westlake by registered advisors; Charles Schwab & Co., Inc. has the most, with 885.
How do I check a Charles Schwab Investment Management, Inc. advisor in Westlake?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab Investment Management, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.