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Financial ADVSR advisor directory · SEC adviser records

Legacy Capital financial advisors in The Woodlands, TX

Every SEC-registered investment adviser representative at a Legacy Capital office in The Woodlands, A to Z.

The short answer

3 registered advisors work at Legacy Capital in The Woodlands, out of 3 at the firm nationwide; it ranks number 41 in the city by advisors. 3 list the CFP designation and 1 are also registered broker representatives.

Legacy Capital advisors in The Woodlands, A to Z

Every Legacy Capital advisor →

Legacy Capital advisors in every city and state →Legacy Capital: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in The Woodlands

All The Woodlands advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 75Strategic Advisers LLC 28Wells Fargo Clearing Services, LLC 27Morgan Stanley 21Edward Jones 19Charles Schwab & Co., Inc. 17J.P. Morgan Securities LLC 17Rhame & Gorrell Wealth Management 17LPL Financial LLC 16Raymond James Financial Services Advisors, Inc. 16Ameriprise Financial Services, LLC 15UBS Financial Services Inc. 14

Questions

How many financial advisors does Legacy Capital have in The Woodlands?

3 investment adviser representatives are registered at Legacy Capital offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 3 list the CFP designation and 1 are also registered as broker representatives.

Is Legacy Capital one of the largest advisor employers in The Woodlands?

Legacy Capital ranks number 41 in The Woodlands by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 75.

How do I check a Legacy Capital advisor in The Woodlands?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Legacy Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.