Financial ADVSR advisor directory · SEC adviser records
Stephens Investment Management Group, LLC financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Stephens Investment Management Group, LLC office in Houston, A to Z.
The short answer
8 registered advisors work at Stephens Investment Management Group, LLC in Houston, out of 10 at the firm nationwide; it ranks number 94 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Stephens Investment Management Group, LLC advisors in Houston, A to Z
Every Stephens Investment Management Group, LLC advisor →- Samuel M. ChaseChartered Financial Analyst
- Charles ClavelChartered Financial Analyst
- Ryan E. CraneChartered Financial Analyst
- John R. KellerChartered Financial Analyst
- Marc S. LittleInvestment adviser rep
- Patricia K. RanucciChartered Financial Analyst
- Kimberly A. TuckerInvestment adviser rep
- Frank P. WhiteInvestment adviser rep
Stephens Investment Management Group, LLC advisors in every city and state →Stephens Investment Management Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Stephens Investment Management Group, LLC advisors in other cities
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Stephens Investment Management Group, LLC have in Houston?
8 investment adviser representatives are registered at Stephens Investment Management Group, LLC offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 10 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Stephens Investment Management Group, LLC one of the largest advisor employers in Houston?
Stephens Investment Management Group, LLC ranks number 94 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Stephens Investment Management Group, LLC advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stephens Investment Management Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.