Financial ADVSR advisor directory · SEC adviser records
Adell Harriman & Carpenter financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Adell Harriman & Carpenter office in Houston, A to Z.
The short answer
6 registered advisors work at Adell Harriman & Carpenter in Houston, out of 6 at the firm nationwide; it ranks number 108 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Adell Harriman & Carpenter advisors in Houston, A to Z
Every Adell Harriman & Carpenter advisor →- Stephen D. AdellCertified Financial Planner
- Jennifer L. BarronInvestment adviser rep
- Marcus W. BerryInvestment adviser rep
- Leia P. CarpenterChartered Financial Analyst
- James P. Darby IICertified Financial Planner
- Scot W. JohnsonChartered Financial Analyst
Adell Harriman & Carpenter advisors in every city and state →Adell Harriman & Carpenter: assets, clients and custodians →Advisor Moves: who changed firms this week →
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Adell Harriman & Carpenter have in Houston?
6 investment adviser representatives are registered at Adell Harriman & Carpenter offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Adell Harriman & Carpenter one of the largest advisor employers in Houston?
Adell Harriman & Carpenter ranks number 108 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Adell Harriman & Carpenter advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Adell Harriman & Carpenter office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.