Investment adviser representative · Adell Harriman & Carpenter
James P. Darby II
CRD 6426424 · Houston, TX
At a glance
James P. Darby II is an investment adviser representative with Adell Harriman & Carpenter in Houston, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2015, about 11 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Adell Harriman & CarpenterSince August 2026Houston, TX · $2.1B in regulatory assets
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Adell Harriman & Carpenter
- Stephen D. AdellHouston · Certified Financial Planner
- Jennifer L. BarronHouston
- Marcus W. BerryHouston
- Leia P. CarpenterHouston · Chartered Financial Analyst
- Scot W. JohnsonHouston · Chartered Financial Analyst
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