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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mauldin, SC

Every SEC-registered investment adviser representative at a firm office in Mauldin, with the firms that employ the most of them.

21 registered advisors work in Mauldin; the most are at Cambridge Investment Research Advisors, Inc. (6). 1 list the CFP designation and 16 are also registered broker representatives.

Firms with the most advisors in Mauldin

FirmAdvisors in Mauldin
Cambridge Investment Research Advisors, Inc. news6
LPL Financial LLC news5
Pfs Investments Inc.3
Thrivent Investment Management Inc.2
Capital Investment Advisory Services, LLC1
Commonwealth Financial Network news1
First Citizens Investor Services, Inc.1
State Farm Investment Management Corp.1
Strategic Advisers LLC1

Advisors in Mauldin, A to Z

CFP advisors in Mauldin →

Other cities in South Carolina

All of South Carolina →

Greenville 688Columbia 520Fort Mill 498Charleston 399Mount Pleasant 313Myrtle Beach 168Spartanburg 123Mt. Pleasant 122Bluffton 121Summerville 96Rock Hill 83Lexington 82Hilton Head Island 81North Charleston 68Daniel Island 66Florence 62Mt Pleasant 59Aiken 58Greer 58Anderson 55Beaufort 53Simpsonville 50Seneca 40Sumter 36

Questions

How many financial advisors are in Mauldin, SC?

21 investment adviser representatives are registered at firm offices in Mauldin, South Carolina, according to the SEC's Investment Adviser Public Disclosure records. 16 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Mauldin?

Cambridge Investment Research Advisors, Inc., with 6 registered advisors in Mauldin, followed by LPL Financial LLC with 5.

How do I check a financial advisor in Mauldin?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.