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Financial ADVSR advisor directory · SEC adviser records

Pallas Capital Advisors, LLC financial advisors in Newport, RI

Every SEC-registered investment adviser representative at a Pallas Capital Advisors, LLC office in Newport, A to Z.

The short answer

3 registered advisors work at Pallas Capital Advisors, LLC in Newport, out of 27 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.

Pallas Capital Advisors, LLC advisors in Newport, A to Z

Every Pallas Capital Advisors, LLC advisor →

Pallas Capital Advisors, LLC advisors in every city and state →Pallas Capital Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Pallas Capital Advisors, LLC advisors in other cities

Braintree, MA 22Middletown, RI 1Oak Bluffs, MA 1

Other firms in Newport

All Newport advisors →

Morgan Stanley 18Strategic Advisers LLC 6Wells Fargo Clearing Services, LLC 5Young Richard C & Co. Ltd. 5Osaic Wealth, Inc. 4UBS Financial Services Inc. 4Cetera Investment Advisers LLC 3

Questions

How many financial advisors does Pallas Capital Advisors, LLC have in Newport?

3 investment adviser representatives are registered at Pallas Capital Advisors, LLC offices in Newport, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 27 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.

Is Pallas Capital Advisors, LLC one of the largest advisor employers in Newport?

Pallas Capital Advisors, LLC ranks number 8 in Newport by registered advisors; Morgan Stanley has the most, with 18.

How do I check a Pallas Capital Advisors, LLC advisor in Newport?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Pallas Capital Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.