Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Waterville, OH
Every SEC-registered investment adviser representative at a firm office in Waterville, with the firms that employ the most of them.
11 registered advisors work in Waterville; the most are at Thrivent Investment Management Inc. (3). 2 list the CFP designation and 9 are also registered broker representatives.
Firms with the most advisors in Waterville
Advisors in Waterville, A to Z
CFP advisors in Waterville →- Tate CarnicomFifth Third Securities, Inc.
- Gregory J. DurivageThrivent Investment Management Inc.
- Theresa S. DutridgeLPL Financial LLC
- Nathaniel J. FrancisThrivent Investment Management Inc.
- Reed D. GeigerThrivent Investment Management Inc.
- John T. Harris Jr.Ameriprise Financial Services, LLC
- Adam M. LublinKestra Private Wealth Services, LLC
- James MaxwellCambridge Investment Research Advisors, Inc.
- Michelle D. ParsonsRaymond James Financial Services Advisors, Inc.
- Charlotte B. SargeantHeritage Financial Advisors, LLC · Certified Financial Planner
- Sasha M. WrightHeritage Financial Advisors, LLC · Certified Financial Planner
Other cities in Ohio
All of Ohio →Cincinnati 2,306Columbus 1,892Cleveland 606Dublin 496Akron 445Westlake 342Toledo 316Brooklyn 287Beachwood 278Independence 236Dayton 227Pepper Pike 226Canton 202Miamisburg 180Maumee 165Westerville 146Canfield 144Worthington 138Centerville 134Beavercreek 125West Chester 125Hudson 115Findlay 104Richfield 102
Questions
How many financial advisors are in Waterville, OH?
11 investment adviser representatives are registered at firm offices in Waterville, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 2 list the CFP designation.
Which firm has the most financial advisors in Waterville?
Thrivent Investment Management Inc., with 3 registered advisors in Waterville, followed by Heritage Financial Advisors, LLC with 2.
How do I check a financial advisor in Waterville?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.