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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Plain City, OH

Every SEC-registered investment adviser representative at a firm office in Plain City, with the firms that employ the most of them.

18 registered advisors work in Plain City; the most are at J.P. Morgan Securities LLC (4). 0 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Plain City

FirmAdvisors in Plain City
J.P. Morgan Securities LLC news4
Ameriprise Financial Services, LLC news1
Blackrock Investment Management, LLC1
Cambridge Investment Research Advisors, Inc. news1
Darby Creek Financial Advisors LLC1
Edward Jones news1
Fifth Third Securities, Inc.1
Fisher Investments news1
LPL Enterprise, LLC news1
Mariner Independent news1
Mdrn Capital1
Park Avenue Securities LLC1
Pfs Investments Inc.1
Strategic Advisers LLC1
The Siekmann Company1

Advisors in Plain City, A to Z

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Other cities in Ohio

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Cincinnati 2,487Columbus 2,045Cleveland 663Dublin 531Akron 472Westlake 349Toledo 329Brooklyn 309Beachwood 298Independence 241Pepper Pike 240Dayton 238Canton 230Miamisburg 184Maumee 181Westerville 173Canfield 154Worthington 152Beavercreek 141Centerville 141Hudson 127West Chester 125Richfield 115Findlay 108

Questions

How many financial advisors are in Plain City, OH?

18 investment adviser representatives are registered at firm offices in Plain City, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Plain City?

J.P. Morgan Securities LLC, with 4 registered advisors in Plain City, followed by Ameriprise Financial Services, LLC with 1.

How do I check a financial advisor in Plain City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.